That psychiatrists can
use both drugs and electricity to battle
illness testifies to the fact that the brain is both a
chemical and an electrical organ. Every brain cell has a
halo of short projections attached to its body and a
long trunk, called an axon. To communicate with another
cell, it sends a pulse of voltage down the axon. The
axon usually terminates at one of the short projections
of another brain cell. Rather than make a direct
electrical connection, two brain cells communicate via a
puff of chemical transmitters released from the end of
the axon when the voltage pulse reaches it. These
transmitters cross the nanometers between the end of the
axon and the next cell's projections and bind with
receptor molecules there. Depending on the type of
chemical signal, this binding can lead to a variety of
things, but the simplest is an influx or outflow of
current that briefly raises or drops the target cell's
voltage. The cell integrates the voltage changes from
its many projections, and, if the combination of them is
big enough, it will trigger a voltage pulse down the
target cell's axon. The process of integration and
signaling continues as signals propagate through the
brain's millions of specialized circuits and is the
basis of everything that occurs inside our heads:
thoughts, emotions, moods, memories, and dreams.
Psychoactive drugs, such as Prozac, work on the
chemical side to ultimately affect electrical signals.
Depression, at least in part, involves a problem with
the electrical signaling between certain parts of the
brain whose cells signal with a chemical transmitter
called serotonin. By inhibiting the reabsorption of
serotonin, Prozac lets more of the chemical accumulate
in the space between the end of the axon and the next
brain cell, thus restoring the signaling.
One problem with this approach is that drugs work
everywhere in the brain that their chemical target
exists, regardless of whether those parts have anything
to do with depression or any other disease, and that
leads to side effects. Prozac, for example, has been
known to reduce sex drive and can cause insomnia.
Another problem is that brain chemistry varies from
person to person, so no single drug will work in
everyone.
The shared goal behind the new electromagnetic
therapies, on the other hand, is to use electricity
itself to restore the signaling, ideally, only in those
parts of the brain affected by disease. Decades ago,
neuroscientists demonstrated that electrically
stimulating a neuron alters, in the long term, the
strength of its connections to other neurons—making an
electrical signal from one neuron more likely or less
likely to jump to the next neuron. Though little is
known in detail about how the new therapies work, it's
likely that, to varying degrees, they depend on that
phenomenon.
Because they are
new and in some cases relatively unproven,
the device-based technologies are being tested
exclusively in people for whom all the available drugs
have failed to work. For a minority of these patients,
electroconvulsive therapy, a 70-year-old technique, is
the treatment of last resort. So it is with
electroconvulsive therapy that the new technologies are
generally compared.
Unfortunately, your view of electroconvulsive
therapy, like that of many potential patients, was
probably formed by the 1975 movie One Flew Over the
Cuckoo's Nest, in which it was used as a means of
punishment and control. Even if Jack Nicholson's
performance has no influence on your view of psychiatry,
the idea of the therapy's main side effect, amnesia, is
far more fearsome than Prozac's decreased libido or even
the maladies associated with more powerful drugs,
because memory is so tied up with our sense of self. But
the reality is that the severity of electroconvulsive
therapy's side effects has been minimized over the
years, its use is carefully controlled, and, quite
simply, nothing is as effective at breaking through the
worst forms of depression. Still, in the United States,
only about 100 000 people a year agree to it, despite
the millions whom no drug helps.
"Electroconvulsive therapy can be dramatically
effective at restoring a person's health and getting
their life back on track," says Sarah H. Lisanby,
director of the Brain Stimulation and Neuromodulation
Division of the Columbia University Medical Center, in
New York City. "The potential for the new brain
stimulation techniques is to get those kinds of dramatic
effects in medication-resistant populations without the
downside."
Vagus nerve
stimulation began in the 1980s with Jacob
Zabara, a neurophysiologist at Temple University, in
Philadelphia, demonstrating that he could quell
epileptic seizures in a dog by electrically jolting its
vagus nerve, one of twelve pairs of nerves that emerge
from the brain instead of the spinal cord. He showed the
technique to pacemaker designer Reese Terry, and a few
years later they formed a company called Cyberonics
Inc., in Houston, to develop a treatment for epilepsy.
Using off-the-shelf integrated circuits, design help
from friends in the field, and a new kind of helical
electrode, Terry put together an implantable device that
periodically shocks the vagus nerve. Cyberonics has made
more than 30 000 of them, using the same basic design.
The implantable device looks and acts like a heart
pacemaker. Though a doctor can program in a wide range
of stimuli, the device typically delivers 1- to
2-milliampere, 250-microsecond pulses at 20 to 30 hertz
for 30 seconds every 5 minutes.
Terry and his co-workers always envisioned uses
beyond epilepsy. Depression was a good place to start,
because the malady has been linked to epilepsy for so
long that even Hippocrates wrote about it. About a
quarter of people with severe epilepsy also have chronic
depression—a far greater ratio than in either the
general population or other groups with chronic
illnesses. Also, intriguingly, early in Cyberonics'
tests, some epilepsy patients reported that the device
had improved their mood.
Researchers don't really know why the device works
against depression. But they do have some theories.
Phillip C. Jobe at the University of Illinois College of
Medicine, in Peoria, proposes that the brain's natural
defenses against both epileptic seizures and depression
are weakened by chemical and structural flaws in the
same two systems of neurons buried deep within the most
primitive part of the brain. Vagus nerve stimulation
alters activity in both those areas, although the nerve
does not connect directly to either of them.
Terry, naturally, takes an engineer's view of things.
"The way I look at it," he says, "the brain is a very
finely controlled feedback system." For some diseases,
he suggests that the "control system is a little bit out
of balance." The periodic pulses from his device in
effect "pace" the vagus nerve, he believes,
restabilizing the control system.
But a bigger question than how it works, and one the
company is still trying to answer for doctors, is
whether or not it actually does work. In the late 1990s,
a pilot study of patients with chronic or recurrent
depression that resisted treatment with drugs gave
promising results. McGuffee was among the first patients
to receive an implant, in February 1999. One month after
she got the implant, her family began to see an
improvement; a few months later, McGuffee noticed it,
too.
The pilot study was enough to convince European and
Canadian regulators to allow the stimulator's use in
their jurisdictions. To get more conclusive data that
might satisfy the tougher U.S. regulations, Cyberonics
embarked on a 235-patient, eight-week study. To tease
out any placebo effect, all the patients received
implants, but only half of the implants were turned on.
Here again, too few patients improved to tell if the
device was the cause of the improvement. So at the end
of the study the company asked doctors to turn on the
implant for anyone who wanted it and instructed them to
continue treating the patients with anything that might
benefit them. "It would have been inappropriate to
withhold treatment," says chief medical officer Richard
Rudolph. "But now we had nothing to compare the outcomes
with."
Strapped for cash but not ready to give up on a group
of patients with no options, to say nothing of a
potential US $1 billion market, the company continued to
try to prove the stimulator would work for depression.
Plan B, according to Rudolph, was to follow the patients
from the original study, find a group of very similar
patients without stimulators, and compare how they fared
over two years, a much longer period than is generally
used in a trial of a new antidepressant drug.
After one year, one in six patients treated with the
nerve stimulator was free of depression, and 56 percent
got some meaningful benefit—as measured by a
standardized questionnaire used to rate the severity of
a patient's depression. Of those who did respond, about
70 percent continued to benefit after two years. But
waiting a year to see if the treatment worked in a
disease that comes at irregular intervals was highly
unusual. The lack of a control group that had the device
implanted but not turned on to counteract the placebo
effect was stranger still. In August 2004, the U.S. Food
and Drug Administration, which regulates the marketing
of medical devices, decided not to allow Cyberonics to
sell the vagus nerve stimulator as a depression
treatment, overruling its own advisors in the process.
Cyberonics' CEO, Robert P. ("Skip") Cummins, who lost
both his mother and grandfather to depression-related
suicide, refused to give up. His company gathered more
data, and went straight to the FDA's top brass. By
February 2005 the company had won conditional approval.
But it still had hoops to jump through on the way to
full approval: there was controversy when Public
Citizen, a prominent Washington, D.C., advocacy group,
questioned whether the device worked at all. At the same
time, an investor lawsuit began regarding the timing of
some executive stock sales. And then there was a
halfhearted investigation by a U.S. Senate committee
into why the FDA had decided against the device. Full
approval finally came last July.
Cyberonics says it has trained 2000 psychiatrists in
vagus nerve therapy so far, but many physicians are
still skeptical. Perminder Sachdev, a professor of
psychiatry at the University of New South Wales, Sydney,
Australia, thinks the technology has shown some promise
but has a way to go before the results are convincing.
"It's a hard area to investigate," he says. The placebo
effect is difficult to eliminate, the nature of
depression is that it waxes and wanes, and the treatment
takes a long time to show an effect. The combination of
all that means you need a great many patients to prove a
device is working, he believes. Sachdev and others
expect the picture to clear somewhat after the results
of a study going on now in Europe are reported. In the
meantime Cyberonics is running pilot trials to see if
the device will work to control other mental illnesses,
such as bulimia and obsessive-compulsive disorder.