POWER
The Electric Power Industry is undergoing rapid
institutional and technological change. Utilities are
splitting up into generation, transmission, and
distribution companies, and members of the first
group especially are becoming more competitive, with
more new independent power producers entering the fray.
Technologically, the primary change is the
availability of relatively low-cost gas-turbine-driven
generators having short lead-times, and high
efficiencies.
Meanwhile, transmission and distribution systems
are being reorganized, subject to radical regulatory
reforms. The general trend is toward regional
transmission organizations—either independent grid
operators or independent transmission companies. As a
result of both new competition and more dispersed
transfers of electricity, power trading has soared
by an order of magnitude over just a couple of years.
Thousands of power schedules now change hourly, in
networks designed for quite different schedules and
power flows.
The 1996 outages
All this restructuring was just getting under way
in the western grid system of the United States when
in July and August 1996 two large-scale power outages
occurred. They were the culmination of a series of four
increasingly severe failures [Table 1].
The reasons for the 1996 failures were many, and
in some respects they may represent "a bad statistic."
That year, conditions for the generation of hydro
power in the Pacific Northwest were better than they
had been in any year since 1976, so that power transfers
to California were much greater than usual. Still, the
failures served as a wake-up call that high
reliability must be maintained in the more competitive
environment that was emerging. In what follows, a brief
description of the summer-of-1996 failures precedes
an outline of the most important lessons learned and
the actions taken to reduce the risk of similar events.
The roots of power loss
Interconnected power systems span large portions of
continents and can be described as the world's largest
machines. Interconnections make economical use of the
power generated and generally improve overall
reliability, in that every part of the large system
has more connected generation and transmission
elements to fall back on than it would otherwise.
But that complexity exacts a toll. Synchronous
generators thousands of kilometers apart must operate
stably and in synchronism during infinitely many load
and power transfer conditions, equipment outages,
and power disturbances. Following a short circuit or
other disturbance, one group of generators could
accelerate relative to another group, causing
instability and loss of synchronism.
Large power systems are resilient machines and
wide-area blackouts are exceedingly rare. Nevertheless,
when power is transferred from low-cost to high-cost
generation areas over long transmission paths, the
potential for failures increases.
When large-scale power failures occur, multiple
contributing factors are almost always present.
Power system planning and operation aim to balance the
risk of failure against economical design and
operation, and when problems arise, to have mitigating
measures on hand. These measures are designed to
minimize the cascading of failures and the size of
the area affected.
A system's inherent risk of failure depends on
factors such as the magnitudes of population and loads
in relation to generation resources. Highly meshed
transmission networks with evenly distributed load
and generation are more reliable than networks
arranged longitudinally, in loops, or radially (as on
peninsulas, for instance).
Characteristic of the western North American
interconnected power system are long distances between
generation and load areas [Fig. 1]. Geographic
features like large unpopulated desert areas mean that
the transmission network is weakly meshed, with
major lines forming a loop network around areas in
Utah and Nevada. The Pacific Ocean blocks support from
the west.
In spring and summer, the main power transfers
flow from hydroelectric resources in the Pacific
Northwest (including British Columbia) to California.
Power also flows from coal-fired generation far
inland to the load centers on the Pacific coast. The
major power transfer path from northern British Columbia
to Pacific coast load centers approximates a
longitudinal power system. Load and generation sites
along this path include Vancouver, Seattle, Portland,
San Francisco, Los Angeles, and San Diego.
The 2 July failure
On Tuesday, 2 July, temperatures were around 38 °C
in southern Idaho and Utah, and loads were very
high. Also, power exports from the Pacific Northwest
to California on the Pacific AC and DC interties were
high (4300 MW and 2800 MW, respectively). The
Pacific AC Intertie rating at the California-Oregon
border is 4800 MW, and the Pacific HVDC Intertie rating
is 3100 MW.
The trigger event occurred at 14:24 hours with a
flashover to a tree on the Jim Brid-ger-Goshen 345-kV
line. Faulty operation of a ground unit of an analog
electronic relay tripped the parallel Jim
Bridger-Kinport 345-kV line. The two long,
series-compensated lines integrate the four-unit,
2000-MW Jim Bridger power plant in Wyoming through a
transmission network with Pacific North-west load
centers some 1300 km away.
Because the plant lost two of its three outlet
lines, preplanned stability controls correctly tripped
two 500-MW Jim Bridger units, a response that should
have ensured stability and prevented further
outages. Unfortunately, a voltage depression in southern
Idaho followed: approximately 20 seconds after the
initial fault, generators at a small hydro plant in
southern Idaho started a power runback and tripped
about 4 seconds later. Generators at another smallpower
plant also tripped. The tripping was due to high
reactive power output associated with supporting
transmission voltage [].
Meanwhile, in central Oregon, 500 km away,
voltage was slowly decaying along
the Pacific AC Intertie. Generation had been cut at
The Dalles hydro station on the Columbia River because
of a spill related to migratory fish (spilling was a
fairly new requirement designed to protect fingerling
salmon). Independently of that, a combined-cycle power
plant was operating in power-factor control rather
than voltage control, as it should have been. Also,
after-the-fact simulations showed the Pacific AC
Intertie as having a highly destabilizing sensitivity
to west-to-east power flow on the 500-kV line from
Summer Lake, in central Oregon, to Midpoint, in
southern Idaho.
About the same time as the southern Idaho hydro
plant was tripping, so was a key 230-kV intertie
line between western Montana and southern Idaho. The
reasonwas an impedance relay, installed to detect
short circuits but which operated on overload. The
tripping of the small generators may have been enough to
cause this relay operation. A parallel 161-kV line
tripped subsequently. The interruption of 300 MW or
so on the two lines was reflected in power swings
through eastern Washington and eastern Oregon,
further overloading lines between the Hells Canyon
generation complex on the Snake River and the Boise,
Idaho, load area.
Loading on the Summer Lake-Midpoint line also
increased. Voltage decayed rapidly and four 230-kV
transmission lines from the Hells Canyon generation
complex tripped three seconds later. Separation of
the Pacific AC Intertie followed about two seconds
later [Fig. 2].
Further cascading separated the power system into
five electrical islands.
The next day the same initial events occurred.
Conditions were slightly less stressed, however, and
Idaho Power Co. operators were able to trip 600 MW of
load when voltage started to collapse. This action
contained the disturbance, preventing a repeat of
the 2 July wide-area failure.
The 10 August failure
The Saturday afternoon of 10 August was unusually
warm in the Pacific Northwest— 38 °C in Portland, Ore.
Record rainfall meant hydroelectric conditions were
excellent. In late summer, in any case, generation
capability is highest in British Columbia, and power
transfers from Canada through the states of Oregon
and California were near rated values. But the rain and
hot weather between them had made trees grow faster
than usual, and right-of-way maintenance had not
kept up.
So tree faults, even before the main outage, had
put three 500-kV line sections from the lower Columbia
River to the Portland, Salem, and Eugene load centers in
Oregon out of service. While these lines were
lightly loaded, their capacitance provided much-needed
reactive power support for the high Canada-to-California
power transfers.
The serious trouble started with an outage of the
Keeler-Allston line, when an element sagged into a
tree, severing the
500-kV path between Seattle and Portland to the
west of the Cascade Mountains. The line loading was
over 1300 MW. The Canada-to-California power increased
on the lines east of the Cascade Mountains, causing a
voltage depression in the lower Columbia River area.
Improper voltage control at three power plants then
contributed to the problem, with voltages sagging from
around 540 kV to 504-510 kV.
The transmission line outages overloaded parallel
lower-voltage lines in the Portland area. About five
minutes later, a relay failure tripped a 115-kV line,
and a 230-kV line sagged into a tree, also tripping.
About the same time generators at the McNary
hydroelectric plant started tripping because of faulty
relays. In the course of 80 seconds, all 13 units
tripped, further reducing voltage support and adding
to system stress.
Increasing oscillations soon caused synchronous
instability The ensuing cascade tripping of transmission
lines broke the interconnection into four electrical
islands, with massive load and generation loss
[Table 1].
Reacting to the power failures, committees of the
Western Systems Coordinating Council (WSCC) prepared
reports recommending 144 actions. The WSCC is one of the
10 regional reliability councils of the North
American Electric Reliability Council (NERC).
Lessons learned,
actions taken
An important conclusion of the WSCC reports was
that power system conditions on 10 August had not been
adequately studied earlier, and that operators had
unknowingly operated the system in a condition in which
outage of the Keeler-Allston line could led to
cascading outages. Cascading outages resulting from
outage of a single line are not allowed under the WSCC's
reliability criteria.
Undesirable generator tripping in southern Idaho
on 2 July and at the McNary hydro plant on 10 August
contributed heavily to the cascading. The deliberate 2
July trippings of the small generators were
unnecessary: best practice is to provide overexcitation
limiters (to automatically reduce generator field
current) and reactive power (to prevent damage from
overheating)—and not to trip the generators.
During both the 2 July and 10 August failures,
protection of generator field current excitation
equipment failed at the McNary hydro plant. There the
problem was poor design of a phase unbalance relay
protecting the three-phase thyristor bridge rectifiers.
In addition, overexcitation limiters on many units
turned out not to be well designed.
Following the cascading, undesirable generator
tripping was the main factor in the severity of the
disturbances. Islanding (separation of portions of an
interconnection) almost always results in tripping
of units because of the voltage and frequency
excursions. But control and protection can be poorly
coordinated. Various types of generator protection
may operate undesirably, among them stator overload
protection, transmission fault backup protection,
volts/hertz protection, and loss of excitation
protection. For both disturbances, boiler protection
tripped generators minutes after the disturbance.
Such deficiencies in equipping and operating
generator-protection systems underscore the importance
of best-practice engineering and state-of-the-art
digital control and protection solutions.
Best-practice engineering needs to be better documented,
perhaps as a comprehensive IEEE guide.
Some transmission protection devices also fell
short. Unwanted operation of relays has contributed to
many blackouts—recall that those installed to detect
short circuits sometimes operate during overload
with depressed voltages.
Controlling for
rare abnormalities
Since it is exceedingly expensive to design a power
system to completely prevent very rare multiple
outages and withstand their consequences, it is common
practice to provide controls to mitigate the effect of
disturbances. Following the 1965 northeastern North
Amer-ica blackout, for example, underfrequency load
shedding became standard utility practice. (These
controls are often termed remedial ac-tion schemes or
special protection systems.)
Load shedding or fast capacitor-bank switching in
southern Idaho would have contained the initial 2
July outages. Undervoltage load shedding operating
during the first 1-1.5 seconds of fast voltage decay
would have been one possibility, but was not
installed. More sensitive load shedding is based on a
combination of high reactive-power output at
generators and depressed voltages. Capacitor bank
energization and load-shedding controls have now been
installed.
Controlled separation that cleanly separates the
system into islands is an effective mitigating
measure. In cases of instability or other opening of the
Pacific AC Intertie—by tripping all ac lines
between Oregon and California—signals are sent to
open lines running between the Rocky Mountain states and
the desert southwest.
This kind of controlled separation of the WSCC
network into north and south islands had been in service
for many years, but was not normally employed after
1993, when a third 500-kV transmission path was
added between the Oregon border and the San Francisco
area. Today, controlled separation is back in service
with three separation signals sent from the Pacific
Northwest to Four Corners, New Mexico. Two-out-of-three
voting—if at least two separation signals are received,
lines are opened—is used for high reliability.
Many other emergency controls have been added.
For 500-kV line outages, shunt capacitor banks may be
energized or generators at the sending end may be
tripped.
Stabilizing
voltage control
Voltage support along transmission paths improves
synchronous stability. On 10 August, reduced voltage
support in the lower Columbia River area following the
Keeler-Allston outage fed the instability that arose
minutes later. The depressed voltage in the lower
Columbia River area affected operation of the Pacific
HVDC Intertie rectifier station in the same area. The
low ac voltage caused an increase in direct current,
and a corresponding increase in reactive power demand
by the converter station. This reactive power demand
further reduced the ac voltage. In response, the
Bonneville Power Administration (BPA) has implemented
a new control that reduces direct current when ac
voltage is depressed.
The need to spill water to aid downstream
migration of young salmon reduced the number of
generating units on-line at The Dalles and John Day.
This in turn reduced lower Columbia River area
voltage support—a condition that had not been
adequately studied in simulations, so that planning
allowed for excessively high power schedules to
California.
The water spill requirement is ongoing, but units
at each plant have been modified. Some units can now
be operated as unloaded synchronous motors providing
voltage support by excitation control. Compressed
air is used to "unwater" the units so that the turbine
is spinning in air.
As additional reactive power support, two 550-kV,
460-MVAr shunt capacitor banks were installed in the
lower-to-mid Columbia River area. Probably the world's
largest, the banks assure the nearby generators of
an increased reserve of continuously controlled
reactive power.
While control centers typically monitor
transmission voltage magnitudes, the reactive power
reserves at power plants are a more sensitive
indicator of voltage security. If generators are
near their reactive power limits, they can supply only
limited support for disturbances, even if voltages
are initially near normal. In 1997, the Bonneville
Power Administration made this aspect of a generator's
output more visible to its operators by implementing
a reactive power monitor. If the reactive power
reserve at a certain number of units slips below certain
limits, alarms will alert operators to take corrective
actions, perhaps by reducing power schedules.
Still other measures are being taken at power
plants to improve voltage support capability. For
example, automatically controlling the transmission
network voltage is more effective than controlling
generator terminal voltage.
Power
oscillation damping
The mechanism underlying the 10 August instability
was growing electromechanical oscillations (negative
damping) due not only to high power transfers from
British Columbia to California but also to the
impairment of the Lower Columbia area. By and large,
negative damping is caused by phase lags and high gain
in a generator's automatic voltage control. Usually
damping is added by equipping a generator voltage
regulator with a supplementary control called a power
system stabilizer.
That August day, though, the power system
stabilizers at a large nuclear plant in Southern
California were out of service. (Power system
stabilization at this location is especially
effective because it is near one end of the north-south
intertie oscillation mode.) Other stabilizers also
were out of service, or ineffective because of noisy
frequency transducers. Nuclear plant stabilizers are now
in service, and other PSS improvements are under
way.
Other means of improving damping are under
evaluation. Especially promising is switching between
maximum and minimum output (bang-bang switching) of
a thyristor-controlled series capacitor.
Better simulation modeling
Investigation found many data problems in
simulation programs, including problems concerning the
reactive power capability of key power plants. To
remedy matters, the WSCC has made many improvements in
simulation methods. A key requirement is validation of
steady-state and dynamic simulation data by power
plant testing. Dynamic simulation methods are more
detailed and include modeling of slower-acting
equipment such as generator overexcitation limiters.
Inter-area simultaneous transfer capabilities are
determined season by season. Simulation procedures
are more rigorous, and reliability criteria for planning
and operation have been strengthened, especially for
voltage support. Operation outside the conditions
studied is not allowed.
The seasonal simulation studies need a lot of
manpower. Actual operating conditions are inevitably
different from the conditions studied. If there is a
forced outage of, say, a 1000-MVA, 500/230-kV
transformer, power transfers may have to be reduced
until an engineer can modify a previous dataset, and
simulate and analyze the new situation.
Real-time, on-line transfer capability and
security assessment are as yet just a goal. The
technology is essentially available, but
implementation is no trivial task. On-line security
assessment is based on a static state estimation
involving thousands of measurements for even one
region of an interconnected power system. Network
state estimation is working on a regional basis, but
further data exchange and development is required
for WSCC-wide state estimation. State estimation and
the resulting on-line power flow model are the starting
points for evaluating transfer capability, as
constrained by reliability criteria, for potential
outages.
Implications of
the failures
The power failures of the summer of 1996 show that
only attention to detail and the application of best
engineering practices will reduce the likelihood of
large power failures. But the cost of reliability has to
be balanced against the cost of failure. The
commercial structure of the electric power industry
will continue to evolve, with unrelenting competition
and pressure to reduce costs. Mergers and
consolidation of generation and transmission companies
will not go away. Load will increase and generation will
be added.
Few transmission lines will be added, however.
During the transition from cost-based regulated
monopolies to market-based competition, many
companies are deferring investment in transmission
until the potential return is better defined. Even with
financial incentive, the lines are difficult to
build because of environmental concerns and the
not-in-my-backyard attitude.
How to maintain power system reliability in this
environment? Technological innovation will be vital.
While the emphasis here has been on gas turbines,
technology such as high-voltage power electronics
and various forms of smaller distributed generation
(such as microturbines and fuel cells) will also play a
role.
Perhaps the starring part will be played by
Information Age technology. Just as an over-night
courier service may spend more for computers than
for trucks, the future transmission company may
invest more in computer control and communications than
in transmission lines. Transmission companies are
currently adding thousands of kilometers of
fiber-optic communications network, but few kilometers
of transmission network.
Blackouts in the future can be minimized by
technologies such as on-line security assessment and
wide-area control. But concern with detail so that a
protective relay installed to detect a short circuit
does not go into action during an overload emergency
remains vital. Since multiple failures are always
possible, emergency controls such as load shedding
and controlled separation provide defense in depth.
Spectrum
editor: William Sweet
The reports on the power disturbances of the
summer of 1996 may be downloaded from
http://www.wscc.com, while the North
American Electric Reliability Council planning and
operating standards may be downloaded from http://www.nerc.com.
"Model Validation for the August 10, 1996 WSCC
System Outage," by Dmitry Kosterev, Carson W. Taylor,
and William A. Mittelstadt, and "Design and
Implementation of AC Voltage Dependent Current Order
Limiter at Pacific HVDC Intertie" by Richard Bunch
and Kosterev are to appear in IEEE Transactions on Power Systems.
"Information, Reliability, and Control in the
New Power System" by John F. Hauer and C.W. Taylor
appears in the Proceedings of the 1998
American Control Conference.