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An Audience with Nanotechnology Nobel Prize Laureates

As promised last week, I would like to share some audio recordings I made of Gerd Binnig and Heinrich Rohrer taking questions from the press during the opening of the new IBM and ETH Zurich nanotechnology laboratory named in their honor.

This first audio file features both Binnig’s and Rohrer’s response to my question of why they were interested in looking at inhomogenities on surfaces in the first place, which led them eventually to creating an instrument for doing it. A more complete history of the STM’s genesis can be found in their joint Nobel lecture here.

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I was always curious why Gerd Binnig conveyed in his interview with Harry Goldstein here in the pages of Spectrum the sense his designs for the STM would work when nearly every indication he had seemed to point to it simply wouldn't.

The answer is interesting because not only do we see how large a factor intuition plays in scientific inquiry, but we get an interesting sort of engineering/science hybrid approach in which it is perhaps more important to show why something won't work rather than why it should. It also simply reveals Binnig's determination not to give up.

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The final question here comes from another member of the press who asks both Binnig and Rohrer how it feels to have in a sense crystalized the development of the field of nanotechnology. Binnig sees that what the STM created grew beyond what he could have imagined and Rohrer points to all the contributions from other scientists that made this breakthrough possible.

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With the STM standing as such a cornerstone for the development of nanotechnology over the last 25 years, one can imagine that both these scientists have become accustomed to fielding all sorts of questions of what their contribution has meant. Even still they remain patient with questions from people like me that they have answered many times before and they still manage to make you feel as though it is the first time they are considering the idea. It was a great privilege.

Intuition Leads to the Tool that Opened Up the Nanoscale Universe and a New Nanotechnology Lab

I was a guest yesterday of IBM along with a group of some 600 assorted dignitaries, politicians and other journalists at the opening of a new $90-million nanotechnhology research laboratory at IBM research facilities in Zurich Switzerland. 

Along with some other journalists, I had received a preview of the facility back in November and even then with concrete still being poured and a jumble of wires seemingly sprouting up from everywhere the facility impressed with its unique “noise-free labs”. (I should note that it does seem that the final cost is now being reported as $90 million now rather than the $60-million figure I reported back in November. I have been told since posting this that the additional $30 million constitutes the cost of equipment, which was not calculated in my original figure.)

But yesterday’s event was truly a spectacle with a big band orchestra and a performance by a group of yoddlers that harkened back to Arthur K. Watson, the son of the founder of IBM, offering a yoddle for a Swiss audience 50 years ago—a recording of which preceded yesterday’s life performance. The festivities were not even dampened by the high level of security that was present apparently in response to some type of terrorist threat(s) targeting the new facility.

While a great deal of attention was paid to the collaborative partnership that will exist at the new facility between IBM and ETH Zurich, it was perhaps the more sentimental aspect of the day that provided a climax to the opening and was my personal interest in the story.

The new facility has been named the Binnig and Rohrer Nanotechnology Center in honor of the two Nobel Laureates, Gerd Binnig and Heinrich Rohrer, who in 1986, along with Ernst Ruska for his previous work in the design of the electron microscope, received the Nobel Prize in Physics for their invention of the Scanning Tunneling Microscope at IBM in Zurich.

Both Binnig and Rohrer were on hand not only to unveil the naming plaque for the new lab but to conduct a discussion for the full 600 guests and do a Q&A session with journalists and later one-on-one interviews. The duo brought the assembled audiences to laughter frequently with their oddly juxtaposed personalities—Rohrer describing himself as a down-to-earth pragmatist and Binnig possessing a touch of the poet from where I sat—they seemed like Nobel Laureates who could become a comedy duo.

Anyone who is involved in the field of nanoscience and nanotechnology owes a debt of gratitude to both of these scientists for deciding that model systems for approximating surfaces and clumsily dealing with inhomogeneities on surfaces wasn’t sufficient and that a device should be developed so that we can actually see…and touch…the surface of things on the atomic scale.

In the IEEE Spectrum’s oft-quoted interview with Binnig back in 2004, A Beautiful Noise, Binnig describes the utter lack of success they had in trying to get their prototype device to do what they expected it to do.

“In a way, this process is just like Columbus going from Europe to America: on the way there, he has no clue that he is coming closer,” relates Binnig in the interview/ “We were in exactly the same situation because the instrument never worked. You have no clue what to do, what knobs to turn to make it work better, because it simply does not work at all. You can't be sure whether you are close to a solution or not.”

Remembering this part of the interview, I was struck by his comment in front of the audience that he always believed that the instrument he had sketched out three days after starting at IBM would work. So, I asked him why under those circumstances did he continue to believe it would work.

“It’s hard to explain,” he began. “Somehow you just have intuition that it will work.”

[A number of recordings both video and audio were made of the event, and I expect that I will be able to share these on the blog in the coming days.]

Microscopy Reveals Source of Extraordinary Nanomaterial's Capabilities

Research has been coming fast and furious recently in exploiting the capabilities of graphene for supercapacitors.

One research team, led by Rod Ruoff at the University of Texas in Austin, has been working extensively with graphene to see what they may unlock from this material.

It turns out that one capability for graphene is to make supercapacitors possess both the energy density of lead-acid batteries and the high power density (rapid energy release) of supercapacitors.

“This new material combines the attributes of both electrical storage systems,” said Ruoff in a Brookhaven National Laboratory press release.  “We were rather stunned by its exceptional performance.”

But Ruoff only had a theory as to why the material had such remarkable performance characteristics. His hypothesis was that the material consisted of “a continuous three-dimensional porous network with single-atom-thick walls, with a significant fraction being “negative curvature carbon,” similar to inside-out buckyballs.”

The hypothesis, however, needed some observational experiments and the microscopy team at Brookhaven National Lab, led by Dong Su and Erick Stach had the tools necessary to put it to the test and they published their findings in the May 12th edition of Science.

It turns out Ruoff got it right. “Our studies revealed that Ruoff’s hypothesis was in fact correct,” says Stach “The material’s three-dimensional nanoscale structure consists of a network of highly curved, single-atom-thick walls forming tiny pores with widths ranging from 1 to 5 nanometers, or billionths of a meter.”

While Stach’s conclusion that since the graphene is easily manufacturable and comes from an abundant resource (carbon) is logical, I believe he will discover that the world of business and industry is not quite so clear headed. Maybe Ruoff's start-up company, Graphene Energy, can get it to market.

Will the US Congress Reauthorize the National Nanotechnology Initiative?

While the National Nanotechnology Initiative (NNI) is now 10 ten years old, it wasn’t until 2003 when President George W. Bush signed into law the 21st Century Nanotechnology Research and Development Act that a statutory framework was established for the NNI and appropriations for it were authorized through fiscal year 2008.

Since 2008, the US House of Representatives has passed two bills that essentially amend the 2003 act and reauthorize the NNI, however, the US Senate has not acted on either. This all brings us to where we are today in which the NNI has received annual appropriation bills that have financed it since 2008.

Last month, the US Congress’s Subcommittee on Research and Science Education held a hearing on nanotechnology in which a number of witnesses urged the NNI be reauthorized to ensure that the nanotechnology initiative in the US doesn’t falter.

One of the witnesses was Dr. Clayton Teague, who has served as Director of the National Nanotechnology Coordination Office (NNCO) since 2003, recently announced his retirement. It is my personal belief that because of individuals like Dr. Teague it has been possible for the US to establish a strong foundation in developing nanotechnology by providing consistent leadership over an extended period of time that is actually quite rare in other countries attempts to mimic the US nanotechnology strategy.

While it’s not clear that the failure of the US Senate to act on Congressional bills will adversely affect NNI funding, it is troubling to think that in the deficit-cutting mania inside the Beltway the NNI might fall victim.

President Obama has made a budget request of $2.1 billion for the NNI, which is $200 million more than was enacted in the FY 2010 budget, but worryingly FY 2011 did see a drop in funding from 2010—the first time in the NNI’s history where funding has actually gone down from the previous year.

I am not much of a believer in the “nanotechnology race”, or more specifically that one government spending more than another will necessarily translate into successful “nano-economy”, if you will. But the lack of reauthorization of the NNI does present some troubling long-term concerns for the future of nanoscience research in the US. Oddly enough, the UK-based Nanotechnology Industries Association has offered an outline of what the troubling outcomes might be here.

But if my guess is right, the NNI was established and funded over the last 10 years not so much as to ensure good science but to establish a so-called “nano-economy” in the US—the next “Silicon Valley”. If that is indeed the case, maybe the free market types will step in actually invest in something other than oil commodities and establish that long talked about economic boom brought to us by nanotechnology.

Adoption of Graphene-Based Optical Modulator Seems Stymied by Business Not Technology

IEEE Spectrum has coverage this week on recent research conducted at the Nanoscale Science and Engineering Center at the University of California, Berkeley that demonstrated a device made of graphene can modulate light and potentially operate at speeds of 500 gigahertz.

The work was initially published in the journal Nature and demonstrates how with the application of voltage the energy state of electrons in a monolayer of graphene can be manipulated to block or allow the passage of photons, effectively modulating light.

Perhaps the most intriguing aspect of this research is how commercially attractive this material for integrated optical modulators is compared to other materials that are being considered.

The idea is that someday we will be replacing all those copper interconnects in chips with optical interconnects. Some material needed to be found that was easily compatible with complementary metal-oxide semiconductor (CMOS). Silicon modulators were too big for on-chip optical interconnects and the germanium and compound semiconductors being experimented with were not so easy to integrate into CMOS.

So, here we are. We’ve got a material that one of the researchers, Ming Liu, says should fit in easily with CMOS manufacturing.

But wait. The distressing bit of the story is the comment provided by Frank Schwierz, head of the RF & Nanoelectronics Research Group at Technical University of Ilmenau, in Germany, who, on the one hand is encouraged by the research, but on the other laments that it may take some time before we would ever see this in a device.

"This is not related to the modulator itself but rather to the fact that the semiconductor industry itself is very conservative," he is quoted as saying in the Spectrum article. "History tells us that chipmakers introduce new materials when, and only when, it is unavoidable."

Indeed. Optical interconnects on chips would be wonderful, no doubt. However, chip manufacturers may have more pressing concerns. This kind of wrinkle in capitalism and how it impacts technological advances I have mentioned before and is hardly anything new, but a bit demoralizing nonetheless.

Nanomaterial Boosts Efficiency of Salinity Power Technology

The work of Yi Cui, Associate Professor of Materials Science and Engineering at Stanford University, has garnered a great deal of interest, especially with his paper "High Performance Silicon Nanowire Field Effect Transistors" that has become the second most cited paper in the ACS journal Nano Letters over the past 10 years.

A few years back, I noted his work in replacing the lithium in the anodes of li-ion batteries with silicon nanowires and thereby increasing the battery life of a laptop to over 20 hours.

Now Cui and his colleagues have developed a material that improves on the technique of generating electricity by exploiting the difference in salinity between freshwater and saltwater.

The technique of using the combination of fresh and saltwater to generate electricity has become known as pressure-retarded osmosis and is being used in a working prototyple plant in Norway run by Statkraft

While Statkraft has claimed a goal of converting 80 percent of the available chemical energy this technique to electricity, Cui is quoted as believing that the best efficiency they can really hope for is 40 percent.

The material that Cui has developed is a manganese-dioxide nanorod that makes up the electrode, and, according to Cui, because this material offers 100 times more surface area for the sodium ions to interact with and allows those ions to attach and detach more quickly from the electrode.

The result is that Cui’s team was able to convert 74 percent of the potential energy that exists between the fresh and salt water into electricity, and, if the electrodes are brought closer together, could possibly achieve 85 percent efficiency.

Cui offers some pretty stunning calculations on how much energy could be produced if “all of the freshwater from all of the world's coastal rivers were harnessed.” He calculates that roughly 2 terawatts of electricity would be produced under such circumstances, or 13 percent of the world’s current energy demand.

Needless to say, nobody is going to undertake such a project on that scale since not only would it disturb sensitive aquatic habitats but also it would likely have large energy costs as well. 

But an outfit like Statkraft might take an interest in the new material to see if it will bump some salinity power technology over the 80 percent efficiency mark.

Building a Knowledge-based Economy on Nanotechnology Is Not that Easy

I have read, heard and even reported that resource-rich countries that dig a hole in the ground and seemingly pull out money are keen to transition their economies from exploiting natural resources to ones based on knowledge in science and technology.

It makes sense since no matter how you feel about the concept of “peak oil”, fossil fuels are a finite resource. So sooner or later that ATM in the ground will stop dispensing cash.

This reasoning has been partly behind Russia’s huge investments in making itself a player in the field of nanotechnology.

As an outsider I have marveled at the machinations this flood of cash into a Russian nanotechnology initiative has initiated. But I am merely looking in from the outside.

So I was intrigued to read an opinion piece over at Nanotech-Now written by Eugene Birger, Principal Analyst for what appears to be a news service on all things related to nanotechnology in Russia,, to see what insights it would offer in Russia’s recent attempts to create a “Silicon Valley” just outside of Moscow. 

The editorial details the progress, or lack thereof, in developing the Skolkovo high-tech hub that was started last Spring. Great expectations for the project were there from the onset since it played to the Russian practice when it was part of the Soviet Union of building large and centralized technology centers.

But as is typical whenever anyone starts flashing billions of dollars around, those who should know better kind of lose their objectivity and ignore obvious obstacles to the success of the project.

For instance, Birger refers to Vadim Malkin, Managing Partner of Transitional Markets Consultancy LLP, who argues (rightly in my estimation) that there seemed to have been a lack of recognition that other regions, namely Portugal, with its tax breaks, or India, with its cheap labor, could offer stiff competition for attracting investors in a technology park.

But ultimately the real obstacle remains oil riches. It’s hard to get anyone interested in investing in modernization projects when oil is forecast to be above $120/barrel.

While strictly speaking the Skolkovo project is not part of Russia’s nanotechnology initiative, it could be indicative of what we can expect from the Russian attempts to jump start their research into nanotechnology.

First you see lots of money being announced, then you see a number of bureaucratic obstacles delaying the release of those funds, followed by high-profile agreements and memorandums of understanding that all lead to far less cash actually being spent than originally announced and MOUs that seem never to be turned into contracts.

Birger references a quote made by Russian politician Victor Chernomyrdin in 1993, which, according to Birger, has become a catch phrase in post-Soviet Russia, "We intended for something better, but it turned out just as it always does."

Time will tell with this dim assessment is applicable to both the Skolkovo project and the Russian nanotechnology initiative, but in any event we know it won’t be easy for them to be succesful.

Carbon Nanotubes Provide Reinforcement to Composites Instead of Merely Filler

I have at times made out the use of carbon nanotubes in fillers for composite resins as much a marketing ploy as it was a structural improvement.

It seems researchers of a joint research project between Applied NanoStructured Solutions LLC (ANS, Baltimore, Md.), a Lockheed Martin subsidiary, and Owens Corning (Toledo, Ohio) were not altogether satisfied either with just using carbon nanotubes in these fillers.

The researchers were frustrated that resin loading of the carbon nanotubes was limited to little more than 3% or else the filler would become to viscous. So instead they started to look for ways of using carbon nanotubes in reinforcements rather than resins.

Back in 2007 when they embarked on this project they were looking to develop a way to incorporate nanoparticles directly into the fibers themselves. Now they have done that and also managed to do it in a way that it can be dropped into composites processors.

“We have developed a way to grow carbon nanostructures on fabrics,” Dr. Tushar Shah, ANS’ chief technology officer, is quoted as saying in the article from Composites World. “We’re not making CNTs and then transferring them,” he clarifies. “This is a continuous, direct growth process, directly onto the reinforcing fibers.”

The first application area being targeted is in electronics for electromagnetic interference (EMI) shielding. But that is really just a starting off point.

Because the composites developed with this process exhibit an inherent conductivity they are likely strong candidates for structural health monitoring (SHM) applications in which the material itself could serve as an in situ nanosensor in “smart” body armor.

If this industrial partnership is successful in getting these composites into more products, I think my reflex to scoff at the use of carbon nanotubes in them will have been cured.

Viruses Enable Carbon Nanotubes to Better Conduct Electrons in Solar Cells

One of the fundamental problems in using carbon nanotubes (CNTs) for solar cell applications is that you often get a mix of  semi-conducting nanotubes and conducting (metallic) CNTs.

While a couple of years back researchers discovered that adding imperfections to CNTs used in dye-sensitized solar cells helped in their catalytic function, it did not seem to do much for their conductivity, or really make much of a marked effect on their overall efficiency.

But now Angela Belcher and her research associates at MIT, who have been using viruses to improve lithium-ion batteries, have found that they can use viruses to sort out the various nanotubes and create a better material for transporting electrons through it

The research, which was initially published in the journal Nature Nanotechnologydescribes how by the manipulation of the protein sequence of the M13 virus it created a pH switch that attracts the carbon nanotubes to it.

While the research used dye-sensitized solar cells, the researchers believe that the technique could be used with quantum-dot and organic solar cells.

It is the level of improved efficiency that is obtained through this technique that has impressed. It is reported that this method can improve the efficiency of the dye-sensitized solar cells by 30%, bringing their conversion rate to 8 to 10%. Not earth shattering numbers, but an improvement with these types of solar cells. 

In the article cited above, Prashant Kamat, a professor of chemistry and biochemistry at Notre Dame University who has done extensive work on dye-sensitized solar cell, comments, “Dye-sensitized solar cells have already been commercialized in Japan, Korea and Taiwan,” he says. “If the addition of carbon nanotubes via the virus process can improve their efficiency, “the industry is likely to adopt such processes.”

"Ground Breaking" Research in Nanotechnology Doesn't Appear to be Related to Nanotechnology At All

About 12 years ago, the world of physics was abuzz with the news that researchers led by Lene Hau had slowed down the speed of light from 186,282 miles a second to about the speed of grandma on the highway (38 miles an hour). 

Now we have news that researchers in Australia are using silicon photonic crystals to slow down light to generate individual pairs of photons.

The device the researchers from the Centre of Excellence for Ultrahigh Bandwidth Devices for Optical Systems (CUDOS) nodes at the University of Sydney and Macquarie University developed is 100 microns long, making it 100 times smaller than the one-centimeter devices used by other groups.

Great! Chapeau…and all the rest. But could someone explain to me how this story constitutes research into nanotechnology as the headline states. I became even more bewildered when the article claimed that the device is on the nanoscale. I don’t get it 100 microns is small for sure, but 100 microns is equal to 100,000 nanometers, just sayin’.

I do not know where the research was originally published so I don’t have any place to check this information. Maybe there is some kind of explanation for it being considered a “nanotechnology-related” story. I’d be glad if anyone could comment with an explanation. 

But then again perhaps the market analysis and investment folks are not the only ones engaged in pointlessly hyping nanotechnology. It’s being given credit for a development that apparently is more within the field of photonics than nanotechnology, and is being plastered all over Twitter like the biggest breakthrough in nanotechnology since…well, ever.

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IEEE Spectrum’s nanotechnology blog, featuring news and analysis about the development, applications, and future of science and technology at the nanoscale.

Dexter Johnson
Madrid, Spain
Rachel Courtland
Associate Editor, IEEE Spectrum
New York, NY
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